At the time of this writing, May 10, 2008, a press release has just issued
concerning the publicly traded treasure hunting company Odyssey Marine
Exploration ("OMEX"). We do not represent any party in the litigation. As has been widely discussed, OMEX has salvaged hundreds of tons of coins from a wreck lying off Portugal. Spain asserts
that the treasure is from one of its ships, allegedly sunk by Britain during
time of war. Spain further asserts that such treasure cannot be made the
subject of a maritime salvage claim, because it has not abandoned the wreck.
OMEX says that the identity of the wreck is uncertain, and that even if it is a
Spanish vessel, it should be entitled to a significant salvage award for saving
the coin from the maritime peril in which it was situated. OMEX also
appears to indicate that the debris field in which the coins were found might be
consistent with the crew throwing the treasure overboard. Who is right?
The case below involves ships that were definitively
identified and did not lie in international waters. It was filed against
unidentified shipwrecks, but at least by the point of this opinion, the wrecks
were known to be Spanish warships. The Court found that the wrecks were
not abandoned by Spain and were not subject to salvage. The case is not
directly controlling on the Federal District Court in Florida in which OMEX's
suit was filed, but since it is a part of the General Maritime Law, its
influence is greater than it would be in other areas of federal practice.
221 F.3d 634, 2000 A.M.C. 2113
United States Court of Appeals,
Fourth Circuit.
SEA HUNT, INCORPORATED, Plaintiff-Appellee,
v.
THE UNIDENTIFIED SHIPWRECKED VESSEL OR VESSELS, Defendant,
and
Kingdom of Spain, Claimant-Appellant,
Nos. 99-2035, 99-2036.
Argued May 1, 2000
Decided July 21, 2000
Maritime salvage corporation brought in rem action against
two Spanish ships that had been wrecked off the coast of Virginia in 1750 and
1802. State of Virginia, which had asserted ownership over the shipwrecks
pursuant to Abandoned Shipwreck Act (ASA) and had issued salvage permits to
corporation, intervened. Spain filed claim asserting ownership over shipwrecks.
The United States District Court for the Eastern District of Virginia, J.
Calvitt Clarke, Jr., Senior District Judge, 47 F.Supp.2d 678, found that Spain
had expressly abandoned 1750 shipwreck but retained title to 1802 shipwreck. The
District Court subsequently denied corporation salvage award with respect to
1802 shipwreck. Spain and corporation appealed. The Court of Appeals, Wilkinson,
Chief Judge, held that: (1) Spain was required to expressly, rather than
impliedly, abandon shipwrecks in order for Virginia to acquire title to them
under ASA, and (2) Spain did not expressly abandon 1750 shipwreck when it
entered into 1763 Definitive Treaty of Peace between France, Great Britain and
Spain.
Affirmed in part and reversed in part.
Before WILKINSON, Chief Judge, and LUTTIG and MICHAEL,
Circuit Judges.
Affirmed in part and reversed in part by published opinion.
Chief Judge WILKINSON wrote the opinion, in which Judge LUTTIG and Judge MICHAEL
joined.
OPINION
WILKINSON, Chief Judge:
This in rem admiralty action concerns the sovereign rights
of the Kingdom of Spain to two of its Royal Naval vessels, LA GALGA and JUNO,
which were lost off the shores of present-day Virginia in 1750 and 1802
respectively. Pursuant to the Abandoned Shipwreck Act of 1987(ASA), 43 U.S.C. §
2101-06 (1994), Virginia has asserted ownership over the shipwrecks and has
issued Sea Hunt permits to conduct salvage operations and recover artifacts from
the wrecks. These efforts resulted in the discovery of two wrecks believed to be
LA GALGA and JUNO. Sea Hunt filed an in rem admiralty complaint, and the
district court ordered an arrest of the shipwrecks, appointing Sea Hunt the
exclusive salvor. Spain filed a verified claim asserting ownership over the
shipwrecks. The district court found that Spain retained title to JUNO, but had
expressly abandoned LA GALGA in the 1763 Definitive Treaty of Peace. See Sea
Hunt, Inc. v. Unidentified, Shipwrecked Vessel or Vessels, 47 F.Supp.2d 678
(E.D.Va.1999). The district court also denied Sea Hunt a salvage award.
As sovereign vessels of Spain, LA GALGA and JUNO are
covered by the 1902 Treaty of Friendship and General Relations between the
United States and Spain. The reciprocal immunities established by this treaty
are essential to protecting United States shipwrecks and military gravesites.
Under the terms of this treaty, Spanish vessels, like those belonging to the
United States, may only be abandoned by express acts. Sea Hunt cannot show by
clear and convincing evidence that the Kingdom of Spain has expressly abandoned
these ships in either the 1763 Treaty or the 1819 Treaty of Amity, Settlement
and Limits, which ended the War of 1812. We therefore reverse the judgment of
the district court with regard to LA GALGA, and affirm the judgment of the
district court concerning JUNO and the denial of a salvage award.
I.
LA GALGA (“The Greyhound”) was a fifty-gun frigate
commissioned into the Spanish Navy in 1732. LA GALGA left Havana on its last
voyage on August 18, *639 1750, in order to escort a convoy of merchant ships to
Spain. It carried the Second Company of the Sixth Battalion of Spanish Marines,
Spanish Royal property, and English military prisoners. On August 25, 1750, the
convoy encountered a hurricane near Bermuda that scattered the ships and forced
them westward toward the American coast. LA GALGA eventually sank off the coast
of the Maryland/Virginia border. Most of the crew and passengers reached land
safely. When Captain Daniel Houny attempted to salvage items from the wreck, he
found that local residents had already begun looting the vessel. He secured the
assistance of Governor Ogle of Maryland, but any further salvage efforts ended
when a second storm came and broke up what was left of the ship. LA GALGA
remained undisturbed until the recent salvage efforts by Sea Hunt.
The JUNO, a thirty-four gun frigate, entered the service of
the Spanish Navy in 1790. On January 15, 1802, JUNO set sail from Veracruz bound
for Spain. On board JUNO were the soldiers of the Third Battalion of the
Regiment of Africa, their families, and various civilian officials. The JUNO was
beset by a ferocious storm and began taking on water. It encountered the
American schooner LA FAVORITA. The two ships sailed together trying to reach an
American port before JUNO succumbed to her leaks. As JUNO continued to take on
water, the Captain ordered his passengers and crew to begin transferring to LA
FAVORITA. But only seven persons were able to transfer before the storm picked
up and JUNO was lost in a heavy fog. LA FAVORITA could come close enough only to
hear the anguished cries for help as JUNO went under. At least 413 sailors,
soldiers, and civilians perished in the sinking of JUNO. Spanish authorities
ordered an investigation into the sinking, but the location of the wreck was not
discovered until Sea Hunt's recent efforts.
The Commonwealth of Virginia has asserted ownership over LA
GALGA and JUNO pursuant to the Abandoned Shipwreck Act of 1987(ASA), 43 U.S.C.
§§ 2101-06 (1994). The ASA gives states title to shipwrecks that are abandoned
and are embedded in the submerged lands of a state. See id. § 2105(a) & (c). Sea
Hunt is a maritime salvage company based in the Eastern Shore of Virginia. The
Virginia Marine Resources Commission granted Sea Hunt permits to explore for
shipwrecks off the Virginia coast and conduct salvage operations. Sea Hunt began
to explore for shipwrecks within its permit areas and has spent about a million
dollars in conducting remote sensing, survey, diving, and identification
operations. Sea Hunt claims that its efforts have resulted in finding the
remains of LA GALGA and JUNO.
To avoid interference with its operations, Sea Hunt
initiated an in rem admiralty action against the two wrecks on March 11, 1998.
Sea Hunt sought a declaratory judgment that the shipwrecked vessels “have never
been subject to the sovereign prerogative of the Kingdom of Spain and [are]
subject to admiralty's laws of abandonment and the law of finds,” that “the
Commonwealth of Virginia be adjudged the true, sole and exclusive owner of the
Shipwrecked Vessel(s),” and that any items salvaged therefrom by Sea Hunt be
distributed pursuant to the permits issued by Virginia. In the alternative, Sea
Hunt sought a liberal salvage award for its efforts. On March 12, 1998, the
district court issued an order directing the arrest of the shipwrecked vessels
and granting Sea Hunt exclusive rights of salvage until further notice. The
court also directed Sea Hunt to send specific notice of the action to both the
United States and to Spain.
In response, the United States moved to intervene and filed
a verified claim on behalf of Spain. The district court found that the United
States lacked authority to appear on behalf of Spain and granted Spain 90 days
to refile a verified claim. See *640 Sea Hunt, Inc. v. Unidentified, Shipwrecked
Vessel or Vessels, 22 F.Supp.2d 521, 526 (E.D.Va.1998). Spain's verified claim
stated that the Kingdom of Spain “was and still is the true and bona fide owner
of the vessels JUNO and LA GALGA ... and that title and ownership interest in
said vessels has never been abandoned or relinquished or transferred by the
Kingdom of Spain.” Spain put forth affidavits and exhibits showing that at the
time of their sinking both ships were serving as vessels of the Royal Navy, that
both vessels are currently on the register of the Spanish Navy, and that
transfer or abandonment of the vessels would require formal authorization by the
government of Spain.
On April 27, 1999, the district court found that the
express abandonment standard applied to these shipwrecks and that Spain had
abandoned its claim to LA GALGA under Article XX of the 1763 Definitive Treaty
of Peace between France, Great Britain and Spain. See Sea Hunt, Inc. v.
Unidentified, Shipwrecked Vessel or Vessels, 47 F.Supp.2d 678, 690
(E.D.Va.1999). It further found that Spain did not expressly abandon JUNO in the
1819 Treaty ending the conflict between Spain and the United States stemming
from the War of 1812. See id. In a later decision the district court held that
Sea Hunt could not rightfully claim a salvage award because Spain, as the
acknowledged owner of JUNO, had expressly refused salvage services. The Kingdom
of Spain now appeals the judgment concerning LA GALGA. The Commonwealth and Sea
Hunt note a cross-appeal with regard to JUNO and the denial of a salvage award.
II.
[1] In order for Virginia to acquire title to the
shipwrecks and to issue salvage permits to Sea Hunt, these vessels must have
been abandoned by Spain. Sea Hunt and the Commonwealth argue that the Abandoned
Shipwreck Act requires application of an implied abandonment standard for
shipwrecks in coastal waters, and that Spain has abandoned LA GALGA and JUNO.
Because Spain has asserted an ownership claim to the shipwrecks, however,
express abandonment is the governing standard. See Columbus-America Discovery
Group v. Atlantic Mutual Ins. Co., 974 F.2d 450, 464-65 (4th Cir.1992). To adopt
a lesser standard would not only go beyond what the ASA requires. It would also
abrogate America's obligations to Spain under the 1902 Treaty of Friendship and
General Relations.
A.
Under the ASA, the United States asserts title to any
abandoned shipwreck that is on or embedded in the submerged lands of a State.
See 43 U.S.C. § 2105(a). Title is then automatically transferred to the State in
whose submerged lands the shipwreck is located. See id. § 2105(c). “Submerged
lands” for the purposes of the ASA includes coastal waters three miles from
shore. Id. § 2102(f)(1), § 1301(a)(2). For a state to acquire title to a
shipwreck it must be (1) abandoned and (2) on or embedded in the submerged lands
of a state. Id. § 2105(a) & (c). It is undisputed that LA GALGA and JUNO are
within Virginia's submerged lands. That, however, is not enough. We must address
whether these frigates were abandoned by Spain. If the shipwrecks were
abandoned, then Sea Hunt would have control over them in accordance with its
state-issued permits.
The ASA does not define the critical term “abandoned.”
Nothing in the Act indicates, however, that implied abandonment should be the
standard in a case such as this where a sovereign asserts ownership to its
vessels. The Act states in its findings that “abandoned shipwrecks” are those
“to which the owner has relinquished ownership rights with no retention.” 43
U.S.C. § 2101(b). The statute thus provides that a shipwreck is abandoned only
where the owner has relinquished ownership rights. When an owner comes before
the court to assert his rights, relinquishment would be hard, if not impossible,
to show. Requiring express abandonment where an owner makes a claim thus
accords*641 with the statutory text. Further, although the legislative history
states that abandonment may be implied, it may be implied “as by an owner never
asserting any control over or otherwise indicating his claim of possession.”
H.R.Rep. No. 100-514(I), at 2 (1988), reprinted in 1988 U.S.C.C.A.N. 365, 366.
An owner who comes forward has definitely indicated his claim of possession, and
in such a case abandonment cannot be implied.
The legislative history of the ASA suggests that sovereign
vessels must be treated differently from privately owned ones. The House Report
incorporates a State Department letter, which states, “the U.S. only abandons
its sovereignty over, and title to, sunken U.S. warships by affirmative act;
mere passage of time or lack of positive assertions of right are insufficient to
establish such abandonment.” H.R.Rep. No. 100-514(II), at 13 (1988), reprinted
in 1988 U.S.C.C.A.N. at 381. The implications of this for other sovereign
vessels is also underscored: “[T]he same presumption against abandonment will be
accorded vessels within the U.S. territorial sea that, at the time of their
sinking, were on the non-commercial service of another State.” Id. Under the
ASA, then, an implied abandonment standard would seem least defensible where, as
here, a nation has stepped forward to assert ownership over its sovereign
shipwrecks.
B.
Further, courts have held that the ASA “did not affect the
meaning of ‘abandoned,’ which serves as a precondition for the invocation of the
ASA's provisions.” Fairport Int'l Exploration, Inc. v. Shipwrecked Vessel, 177
F.3d 491, 499 (6th Cir.1999). According to the Supreme Court, “the meaning of
‘abandoned’ under the ASA conforms with its meaning under admiralty law.”
California v. Deep Sea Research, Inc., 523 U.S. 491, 508, 118 S.Ct. 1464, 140
L.Ed.2d 626 (1998). The Supreme Court never suggested that by conferring title
to the states the ASA somehow altered the traditional admiralty definition of
abandonment. While the common law of admiralty must be developed consonant with
federal statutes, see American Dredging Co. v. Miller, 510 U.S. 443, 455, 114
S.Ct. 981, 127 L.Ed.2d 285 (1994), here the ASA has not altered the admiralty
law background.
Under admiralty law, where an owner comes forward to assert
ownership in a shipwreck, abandonment must be shown by express acts. See
Columbus-America Discovery Group v. Atlantic Mutual Ins. Co., 974 F.2d 450 (4th
Cir.1992). “[S]hould an owner appear in court and there be no evidence of an
express abandonment,” title to the shipwreck remains with the owner. Id. at 461.
This principle reflects the long standing admiralty rule that when “articles are
lost at sea the title of the owner in them remains.” The Akaba, 54 F. 197, 200
(4th Cir.1893). When “a previous owner claims long lost property that was
involuntarily taken from his control, the law is hesitant to find an
abandonment.” Columbus-America, 974 F.2d at 467-68; see also Fairport, 177 F.3d
at 498; Hener v. United States, 525 F.Supp. 350, 356-57 (S.D.N.Y.1981). An
inference of abandonment is permitted, but only when no owner appears. See
Columbus-America, 974 F.2d at 464-65 (“Should the property encompass an ancient
and long lost shipwreck, a court may infer an abandonment. Such an inference
would be improper, though, should a previous owner appear and assert his
ownership interest....”).
Appellees point us to no case applying an implied
abandonment standard where a sovereign owner has come forward to assert a claim
to its property. Although Sea Hunt and the Commonwealth characterize the rule of
Columbus-America as an anomaly, it reflects well-established admiralty law
doctrine and existing case law. For instance, in Fairport the Sixth Circuit
adopted a test of “inferential abandonment.” It emphasized, however, that there
is a “uniform concern that courts impose a high burden on those who argue that
an owner abandoned property that *642 sank against his will.” 177 F.3d at 499;
see also id. at 500 (“Proof by inference still requires proof, not conjecture-a
requirement bolstered by the exacting burden of proof admiralty law imposes on
those who allege abandonment.”). The Sixth Circuit also expressly limited its
holding to “vessels formerly owned by private parties, and express[ed] no view
as to the application of the express abandonment test to vessels initially owned
by the United States.” Id. at 500.
The First and Fifth Circuits have also never suggested that
an implied abandonment standard would govern in a case involving a claim by an
original owner to its property. See Martha's Vineyard Scuba Headquarters, Inc.
v. Unidentified, Wrecked and Abandoned Steam Vessel, 833 F.2d 1059, 1065 (1st
Cir.1987) (emphasizing that “no person or firm appeared to assert any overall
claim of ownership”); Treasure Salvors, Inc. v. Unidentified Wrecked and
Abandoned Sailing Vessel, 640 F.2d 560, 567 (5th Cir.1981) (noting that “salvage
of a vessel or goods at sea, even when the goods have been abandoned, does not
divest the original owner of title or grant ownership rights to the salvor,
except in extraordinary cases”). Appellees' attempts to glean a broad implied
abandonment standard from circuit law overlooks one salient point-none of the
cases they rely upon involved an original sovereign owner's claim to its
shipwrecked vessels. To adopt an implied abandonment standard in this context
would casually divest sovereigns of ships which sank against their will and to
which they still lay claim.
C.
Finally, the express abandonment standard is required by
Article X of the 1902 Treaty of Friendship and General Relations between the
United States and Spain. Article X provides, “In cases of shipwreck, damages at
sea, or forced putting in, each party shall afford to the vessels of the other
... the same immunities which would have been granted to its own vessels in
similar cases.” Treaty of Friendship and General Relations, July 3, 1902,
U.S.-Spain, 33 Stat. 2105. According to the United States Department of State,
“this provision is unique” in that no other “friendship, commerce and navigation
(FCN) treaty of the United States contains such a broadly worded provision
applying to State ships entitled to sovereign immunity.” Statement of Interest,
U.S. Dep't of State, ¶ 13 (Dec. 18, 1998). This treaty requires that imperiled
Spanish vessels shall receive the same immunities conferred upon similarly
situated vessels of the United States.
United States vessels may only be abandoned by an express,
unambiguous, and affirmative act. Article IV of the Constitution states,
“Congress shall have power to dispose of and make all needful Rules and
Regulations respecting the Territory or other Property belonging to the United
States.” U.S. Const. art. IV, § 3. From this it follows that the Constitution
precludes a finding of implied abandonment of federal lands and
property-dispositions of federal property require some congressional action.
“[T]he United States cannot abandon its own property except by explicit acts.”
See United States v. Steinmetz, 973 F.2d 212, 222 (3d Cir.1992). The Supreme
Court has emphasized that the United States cannot be precluded from asserting
its ownership rights by private property “principles similar to laches, estoppel
or adverse possession.” United States v. California, 332 U.S. 19, 39-40, 67
S.Ct. 1658, 91 L.Ed. 1889 (1947). The government “holds its interests here as
elsewhere in trust for all the people,” and thus cannot relinquish its property
without express acts. Id. at 40, 67 S.Ct. 1658. The House Report for the ASA
also relates the understanding that “U.S. warships and other public vessels ...
require an affirmative act of abandonment.” H.R.Rep. No. 100-514(II), at 5
(1988), reprinted in 1988 U.S.C.C.A.N. at 374. Thus, one of the immunities
granted to United States vessels is that they will not *643 be considered
abandoned without a clear and affirmative act by the government.
Under the terms of the 1902 Treaty, Spanish vessels can
likewise be abandoned only by express renunciation. Both Spain and the United
States agree that this treaty provision requires that in our territorial waters
Spanish ships are to be accorded the same immunity as United States ships. They
also agree that such immunity requires application of the express abandonment
standard. “When the parties to a treaty both agree as to the meaning of a treaty
provision, and that interpretation follows from the clear treaty language, we
must, absent extraordinarily strong contrary evidence, defer to that
interpretation.” See Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S. 176, 185,
102 S.Ct. 2374, 72 L.Ed.2d 765 (1982). We cannot therefore adopt an implied
abandonment standard in the face of treaties and mutual understandings requiring
express abandonment. Such a standard would supplant the textual framework of
negotiated treaties with an unpredictable judicial exercise in weighing
equities.
Applying the express abandonment standard to sovereign
vessels also respects the legitimate interests of the executive branch. While
the ASA confers title to abandoned shipwrecks to the states, it does not vitiate
important national interests or undermine the well-established prerogatives of
sovereign nations. Department of Interior advisory guidelines on the ASA state
that a sovereign vessel that appears to have been abandoned “remains the
property of the nation to which it belonged at the time of sinking unless that
nation has taken formal action to abandon it or to transfer title to another
party.” 55 Fed.Reg. 50116, 50121 (1990). The State Department has likewise
emphasized that its policy is “to recognize claims by foreign governments-such
as in this case by the Government of Spain regarding the warships JUNO and LA
GALGA-to ownership of foreign warships sunk in waters of the United States
without being captured, and to recognize that title to such sunken warships is
not lost absent express abandonment by the sovereign .” Statement of Interest,
U.S. Dep't of State, ¶ 9 (emphasis added). Further, the State Department notes,
“U.S. domestic law is consistent with the customary international law rule that
title to sunken warships may be abandoned only by an express act of
abandonment.” Id. ¶ 15.
In a case such as this, it is “not for the courts to deny
an immunity which our government has seen fit to allow.” Republic of Mexico v.
Hoffman, 324 U.S. 30, 35, 65 S.Ct. 530, 89 L.Ed. 729 (1945) (involving an in rem
admiralty action against foreign owned merchant vessel). Our Constitution
charges the political branches with the conduct of foreign affairs. See Chicago
& Southern Air Lines v. Waterman S.S. Corp., 333 U.S. 103, 109-10, 68 S.Ct. 431,
92 L.Ed. 568 (1948). The express abandonment standard is regularly applied by
the executive branch in dealing with foreign vessels. It is simply not for us to
impose a looser standard that would interfere with this long standing political
judgment in sensitive matters of international law.
III.
We now address whether there has been an express
abandonment of LA GALGA.FN1 The district court found that Spain had expressly
abandoned LA GALGA in Article XX of the Treaty of 1763. See Sea Hunt, 47
F.Supp.2d at 690. This interpretation, however, contravenes the plain language
of the 1763 Treaty. It also flies in the face of the understandings of *644
Spain and Great Britain, the relevant parties to Article XX. It impairs as well
the respect that international law accords Spain's claim of ownership with
regard to its shipwrecks and the military grave sites that they contain.
FN1. We affirm the district court's holding that JUNO was
not expressly abandoned in the 1819 Treaty. Article II of that treaty
transferred territory from Spain to the United States. But, as the district
court noted, “Nothing in Article 2 implies that Spain has ceded anything other
than territory and the structures erected on that territory.” Sea Hunt, 47
F.Supp.2d at 690. We agree that Spain did not expressly abandon JUNO in the 1819
Treaty for the reasons stated by the district court. See id. at 690-91.
A.
Sea Hunt and Virginia must demonstrate express abandonment
by “clear and convincing evidence.” Columbus-America, 974 F.2d at 464; see also
Fairport, 177 F.3d at 501; accord Falgout Bros., Inc. v. S/V Pangaea, 966
F.Supp. 1143, 1145 (S.D.Ala.1997); Hener, 525 F.Supp. at 357. This is a high
burden and an “exacting standard.” Fairport, 177 F.3d at 501. The district court
found such clear and convincing evidence of an express abandonment in the 1763
Definitive Treaty of Peace between France, Great Britain, and Spain, which ended
the Seven Years War and transferred most of Spain's territories in the new world
to Great Britain. See Sea Hunt, 47 F.Supp.2d at 689 (“The sweeping language of
Spain's cession in Article XX, together with the background of the complete
change of sovereignty in the North American colonies, makes it unlikely that
Spain intended to, or would have been allowed by Great Britain to maintain a
claim of ownership over the wreck of LA GALGA ....”).
We disagree with the district court's interpretation.
Article XX of the 1763 Treaty provides:
[H]is Catholick Majesty cedes and guaranties, in full
right, to his Brittanic Majesty, Florida, with Fort St. Augustin, and the Bay of
Pensacola, as well as all that Spain possesses on the continent of North
America, to the East or to the South East of the river Mississippi. And, in
general, every thing that depends on said countries and lands, with the
sovereignty, property, possession, and all rights, acquired by treaties or
otherwise.... [S]o that the Catholick King cedes and makes over the whole to the
said King and to the Crown of Great Britain, and that in the most ample manner
and form.... It is moreover stipulated, that his Catholick Majesty shall have
power to cause all the effects that may belong to him, to be brought away,
whether it be artillery or other things.
Definitive Treaty of Peace, Feb. 10, 1763, Fr.-Gr.
Brit.-Spain, art. 20, Consol. T.S. 331-32.
The plain language of this treaty provision contains no
evidence of an express abandonment. First, Article XX does not include any of
the common nouns that could refer to LA GALGA. Notably absent are the terms
“shipwreck,” “vessels,” “frigates,” or “warships.” Other provisions of the
treaty mention these terms explicitly. For instance, Article III, which provides
for the restoration of prisoners, states “all the ships of war and merchant
vessels which shall have been taken ... shall likewise be restored.” See also
Art. VIII (stating that the British may remove their belongings in “vessels”);
Art. XIX (same). Further, the treaty also specifically catalogues items other
than territory intended to be conveyed. For instance the treaty transfers
control of “factories,” Art. XI, “artillery,” Art. XII, “fortresses,” Art. XIX,
“castles,” Art. XXI, and “papers, letters, documents, and archives,” Art. XXII.
When the parties to the 1763 Treaty intended to cede non-territorial state
property, they did so with great particularity. Yet nowhere does the treaty
specifically mention the cession of “shipwrecks.” “Express” is defined as
“firmly and explicitly stated; particular, specific.” Webster's II New College
Dictionary 396 (1999). Without any mention of shipwrecks or any seagoing vessels
it is hard to read Article XX as an express abandonment of LA GALGA.
Second, the cession of state property in Article XX is
limited to all that Spain possesses “on the continent of North America.” The
plain meaning of this is that Spain ceded to Great Britain only what was located
on land. Spain did not cede possessions in the sea or seabed. The district court
focused on the fact that the “clause is a sweeping grant of territory *645 and
property,” yet overlooked the “on the continent” limitation. This limitation
excludes wrecks like LA GALGA that were located not on the continent, but in the
seabed.
Sea Hunt and the Commonwealth urge that “on the continent”
included coastal waters, and that consequently the 1763 Treaty constitutes an
express abandonment of LA GALGA. Yet in a similar provision of the treaty, the
parties specifically cede both land and the coasts. Article IV cedes French
Canada to Great Britain and specifically provides for cession of “in general
every thing that depends on the said countries, lands, islands, and coasts ”
(emphasis added). It also transfers all rights held “over the said countries,
lands, islands, places, coasts, and their inhabitants” (emphasis added). By
contrast, Article XX states that Spain cedes to Great Britain “in general, every
thing that depends on the said countries and lands,” and all rights “over the
said countries, lands, places, and their inhabitants.” There is no mention at
all of coasts in Article XX.
Moreover, in light of eighteenth century understandings,
this “on the continent” language would hardly amount to clear and convincing
evidence of an express abandonment of property in coastal waters. In fact, the
three-mile coastal belt, well-recognized today, had no clear counterpart in
eighteenth century international law. Ownership of the three-mile belt in the
eighteenth century was but a “nebulous suggestion.” United States v. California,
332 U.S. at 32, 67 S.Ct. 1658. When “in 1776 the American colonies achieved
independence and when in 1783 the Treaty of Paris was concluded, neither the
British crown nor the colonies individually had any right of ownership of the
seabed of the sea adjacent to the American coast.” Report of Special Master
Maris, O.T. 1973, No. 35 Orig. at 47, adopted by United States v. Maine, 420
U.S. 515, 95 S.Ct. 1155, 43 L.Ed.2d 363 (1975). Sovereign rights to the
territorial sea were not established in international law until some time in the
nineteenth century. See California, 322 U.S. at 33, 64 S.Ct. 899; accord Maine,
420 U.S. at 524, 95 S.Ct. 1155. Nineteenth century and present-day views of
territorial cession are hardly dispositive of what mid-eighteenth century treaty
signatories intended. See Shively v. Bowlby, 152 U.S. 1, 57, 14 S.Ct. 548, 38
L.Ed. 331 (1894); United States v. Angcog, 190 F.Supp. 696, 698 (D.Guam 1961).
Third, Article XX provides that Spain ceded “every thing
that depends on the said countries and lands.” The district court found that
this included the wreck of LA GALGA. See Sea Hunt, 47 F.Supp.2d at 689. It is
anything but clear, however, given eighteenth century understandings, that
“every thing that depends” can be interpreted to include this shipwreck. When
interpreting this same clause of Article XX, Chief Justice Marshall noted, “By
the 20th article of the [1763] treaty, Spain ceded Florida, with its
dependencies, and all the country she claimed east or southeast of the
Mississippi, to Great Britain.” Johnson and Graham's Lessee v. McIntosh, 21 U.S.
(8 Wheat.) 543, 584, 5 L.Ed. 681 (1823) (emphasis added). At the time,
“dependencies” meant other territories that were dependent upon the sovereign
country. A dependency was “a territory distinct from the country in which the
supreme sovereign power resides, but belonging rightfully to it, and subject to
the laws and regulations which the sovereign may think proper to prescribe.”
United States v. The Nancy, 27 F. Cas. 69, 71 (C.C.D.Pa.1814) (No. 15,854); see
also Webster's II 303 (defining “dependency” as a “territory or state under the
jurisdiction of another country from which it is separated geographically”).
Under the Supreme Court's relatively contemporaneous interpretation, “every
thing that depends” does not include Spanish property such as the shipwrecks,
but rather refers to “dependencies” such as nearby islands.
[18] Fourth, Article XX provides that “his Catholick
Majesty shall have power to cause all the effects that may belong to him, to be
brought away, whether it be *646 artillery or other things.” There is no
deadline for the right to take this property away. Rather the right is
guaranteed irrespective of the time elapsed. By contrast, other provisions of
the Treaty specifically set time limits for certain actions. For instance,
Article XX itself states that Spanish subjects may “bring away their effects, as
well as their persons ... the term limited for this emigration being fixed to
the space of eighteen months.” See also Art. VIII (providing four months for the
demolition of fortresses); Art. XIII (eighteen months for the emigration of
British subjects from Guadaloupe); Art. XXIV (providing different time periods
for various “restitutions” and “evacuations”). His “Catholick Majesty,” however,
has no limitation whatsoever on the removal of state property. In treaty
interpretation as in statutory interpretation, particular provisions may not be
divorced from the document as a whole. See Kolovrat v. Oregon, 366 U.S. 187,
195-96, 81 S.Ct. 922, 6 L.Ed.2d 218 (1961) (refusing to interpret a treaty
provision in isolation). Where such specific time limits were included for a
variety of different actions but not included for the clause at issue here,
there is a strong presumption that no time limit applies.
In sum, Article XX does not contain “clear and convincing”
evidence of express abandonment. While the language of Article XX encompasses a
great deal of land and property, it does not mention vessels or shipwrecks, nor
does Article XX refer to Spanish property in the sea or on the seabed. Such
general treaty language does not come close to an “express declaration
abandoning title,” Columbus-America, 974 F.2d at 464, and therefore cannot
amount to clear and convincing evidence of an express abandonment.
B.
This view of the treaty is not ours alone. Both parties to
Article XX of the 1763 Treaty agree that the Kingdom of Spain did not abandon LA
GALGA. Such agreement is significant. When “the parties to a treaty both agree
as to the meaning of a treaty provision ... we must, absent extraordinarily
strong contrary evidence, defer to that interpretation.” Sumitomo Shoji, 457
U.S. at 185, 102 S.Ct. 2374; see also El Al Israel Airlines, Ltd. v. Tsui Yuan
Tseng, 525 U.S. 155, 167, 119 S.Ct. 662, 142 L.Ed.2d 576 (1999) (the terms of a
treaty must be given a “meaning consistent with the shared expectations of the
contracting parties” (internal quotation marks omitted)). “Treaties are
contracts between sovereigns, and as such, should be construed to give effect to
the intent of the signatories.” Tabion v. Mufti, 73 F.3d 535, 537 (4th
Cir.1996). Postratification understandings of the contracting parties are
traditionally considered as aids to treaty interpretation. See El Al Israel
Airlines, 525 U.S. at 167, 119 S.Ct. 662.
After the district court issued its judgment, the United
Kingdom issued a formal Diplomatic Note clarifying that Article XX of the 1763
Treaty “cannot be interpreted as involving an express abandonment by Spain of
its rights to the shipwreck of ‘LA GALGA.’ ... [T]he intention behind Article XX
was to transfer sovereignty over the territories mentioned in that Article, and
not to deal with, or otherwise affect, the quite separate issue of the ownership
of shipwrecks on the waters adjacent to these or other territories in North
America.” Spain also issued a Diplomatic Note reaffirming its view that the 1763
Treaty “was not a cession or abandonment of H.M. Frigate ‘LA GALGA’ or other
shipwrecked vessels of Spain.” “While courts interpret treaties for themselves,
the meaning given them by the departments of government particularly charged
with their negotiation and enforcement is given great weight.” Kolovrat, 366
U.S. at 194, 81 S.Ct. 922. We decline to disregard the position of the relevant
treaty signatories that Article XX was not intended to include movable property
located in coastal waters. Given that their view accords with the language and
structure of the Treaty itself, it can hardly be contended that Sea Hunt has put
forward “extraordinarily strong contrary evidence,” to rebut the parties'
interpretation.
*647 C.
Although we believe the standard of express abandonment
controls in the circumstances of this case, it would be difficult under any test
to conclude that LA GALGA was abandoned. The mere passage of time since a
shipwreck is not enough to constitute abandonment. See Columbus-America, 974
F.2d at 461; Fairport, 177 F.3d at 499 (length of time “one factor among several
relevant to whether a court may infer abandonment”). Spain attempted salvage
after LA GALGA sank, maintained LA GALGA on its naval registry, and asserted a
claim after Sea Hunt brought its admiralty action. Moreover, the shipwreck lies
scattered and buried in the sand beneath the water, and technology has only
recently become available for its salvage. See Yukon Recovery, L.L.C. v. Certain
Abandoned Property, 205 F.3d 1189, 1194 (9th Cir.2000) (“[L]ack of technology is
one factor to consider in determining whether inaction constitutes
abandonment.”). In other cases where abandonment was found for Spanish wrecks,
Spain made no claim of ownership. See Treasure Salvors, Inc. v. The Unidentified
Wrecked and Abandoned Sailing Vessel, 569 F.2d 330, 337 (5th Cir.1978) (noting
that “[t]he modern day government of Spain has expressed no interest in filing a
claim in this litigation as a successor owner”); Lathrop v. Unidentified,
Wrecked & Abandoned Vessel, 817 F.Supp. 953, 956 (M.D.Fla.1993) (finding that
“no one ... asserted an interest in the alleged vessel”). By contrast, Spain has
vigorously asserted its interest in the wreck of LA GALGA and wishes to maintain
it as a sacred military gravesite. In light of these circumstances, even a
finding of implied abandonment would be improper.
D.
The United States has strenuously defended Spain's
ownership over these vessels. The government maintains that this is required by
our obligations under the 1902 Treaty as well as general principles of
international comity. The United States “is the owner of military vessels,
thousands of which have been lost at sea, along with their crews. In supporting
Spain, the United States seeks to insure that its sunken vessels and lost crews
are treated as sovereign ships and honored graves, and are not subject to
exploration, or exploitation, by private parties seeking treasures of the sea.”
Amicus Curiae Br. of U.S. at 1. Protection of the sacred sites of other nations
thus assists in preventing the disturbance and exploitation of our own. Here the
government's interest is rooted in customary international law. See 8 Digest of
U.S. Practice in International Law 999, 1006 (1980) (noting that interference
with sunken military vessels, “especially those with deceased individuals,” is
“improper” and that foreign governments' requests to have such views respected
“should be honored”).
It bears repeating that matters as sensitive as these
implicate important interests of the executive branch. Courts cannot just turn
over the sovereign shipwrecks of other nations to commercial salvors where
negotiated treaties show no sign of an abandonment, and where the nations
involved all agree that title to the shipwrecks remains with the original owner.
Far from abandoning these shipwrecks, Spain has vigorously asserted its
ownership rights in this proceeding. Nothing in the law of admiralty suggests
that Spain has abandoned its dead by respecting their final resting place at
sea.
IV.
We reverse the judgment of the district court that the
Kingdom of Spain abandoned the vessel LA GALGA. We affirm the judgment of the
district court as to JUNO. Both vessels remain the property of Spain.FN2 The
judgment of the district court is accordingly
FN2. We affirm the district court's denial of a salvage
award to Sea Hunt. The district court found, “It is the right of the owner of
any vessel to refuse unwanted salvage. Sea Hunt knew before bringing this action
that the JUNO was a Spanish ship and that Spain might make a claim of ownership
and decline salvage .... Because Sea Hunt had prior knowledge of Spain's
ownership interests and had reason to expect Spain's ownership claim and refusal
to agree to salvage activity on JUNO, Sea Hunt can not be entitled to any
salvage award.”
*648 AFFIRMED IN PART AND REVERSED IN PART.